Corporate Laws and Laws Governing Capital Markets – SYBBI Syllabus

Corporate Laws and Laws Governing Capital Markets – SYBBI Syllabus

Modules at a Glance

SR. NO. Module
 1  Corporate Laws
 2  Security Acts
 3  Security Exchange Board Of India
 4  Other related Acts

Corporate Laws and Laws Governing Capital Markets – Syllabus Overview

SR. NO. Module
 1 Corporate Laws :

Indian Companies Act 1956 : Meaning-Features-Salomon Vs. Salomon & Co. Ltd-Kinds of Cos-Registration-Preliminary Contracts-Public Deposits-Prospectus-Misstatement – liabilities for misstatement-Capital and its types- Shares and its types-Alteration to capital-Meetings- Types-Essentials-Procedure-Ultra Virus-Constructive Notice-Indoor Management-Co. Management-Directors-Qualification and disqualification-Appointment-Removal-Accounts and Financial Statements-Lifting of Corporate Veil-Borrowing Powers-Charge and rules.

 2 Security Acts: 

Security Contract Act 1956 : Terms-Recognition of stock exchange-Listing Agreement-Delisting-Security Appellate Tribunal-Cancellation of recognition- bye laws- types of contracts.

Securitization & Reconstruction of Financial Assets and Enforcement of Security Interest Act(SARFAESI) 2002 : Objectives-Terms-process-registration-acquisition-assets reconstruction – takeover management-offences and penalties-authorities

 3 Security Exchange Board Of India

A. SEBI : Objectives-terms-establishment-powers-functions-accounts and audit-penalties–registration.

B. Issues of Disclosure Investors Protection Guidelines: Pre & Post obligations-conditions for issue-Debt Security-IPO-E-ipo-Employee option-right-bonus-preferential allotment-intermediary-operational-promoter lock in period requirements-offer document. 10

 4 Other related Acts:

Foreign exchange management act 1999: Terms-currency-capital and current account authorized person-repatriation.

Arbitration and conciliation act 1940 and 1996: Elementary level

Indian depository and participant act, 1996: Elementary level

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